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2012 SECTION 16 FILINGS

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Name Title Type Date
Michael R. Haverty Executive Chairman Form 4 12/06/2012
Henry R. Davis Director Form 4 11/23/2012
Michael W. Upchurch Executive Vice President & Chief Financial Officer Form 4 11/21/2012
William J. Wochner Senior Vice President & Chief Legal Officer Form 4 11/19/2012
Robert J. Druten Director Form 4 11/13/2012
Robert J. Druten Director Form 4 11/01/2012
Warren K. Erdman Executive Vice President-Administration & Corporate Affairs Form 4 11/01/2012
Patrick J. Ottensmeyer Executive Vice President-Sales & Marketing Form 4 11/01/2012
Warren K. Erdman Executive Vice President-Administration & Corporate Affairs Form 4 10/26/2012
Michael R. Haverty Executive Chairman Form 4 10/23/2012
Michael R. Haverty Executive Chairman Form 4 10/16/2012
David L. Starling President & Chief Executive Officer Form 4 08/08/2012
David R. Ebbrecht Executive Vice President & Chief Operating Officer Form 4 08/08/2012
Michael R. Haverty Executive Chairman Form 4 08/07/2012
Warren K. Erdman Executive Vice President Administration & Corporate Affairs Form 4 08/06/2012
David L. Starling President & Chief Executive Officer Form 4 08/01/2012
Jose G. Zozaya KCSM President & Executive Representative Form 4 07/31/2012
David R. Ebbrecht Executive Vice President Operations Form 4 07/30/2012
David R. Ebbrecht Executive Vice President Operations Form 4 07/27/2012
Michael R. Haverty Executive Chairman Form 4 07/11/2012
Michael J. Naatz Senior Vice President & Chief Information Officer Form 4 05/09/2012
Michael J. Naatz Senior Vice President & Chief Information Officer Form 3 05/09/2012
Lu M. Cordova Director Form 4 05/04/2012
Henry R. Davis Director Form 4 05/04/2012
John E. Derry Senior Vice President Human Resources Form 4 05/04/2012
Robert J. Druten Director Form 4 05/04/2012
Terrence P. Dunn Director Form 4 05/04/2012
Antonio O. Garza, Jr. Director Form 4 05/04/2012
Thomas A. McDonnell Director Form 4 05/04/2012
Rodney E. Slater Director Form 4 05/04/2012
Patrick J. Ottensmeyer Executive Vice President Sales & Marketing Form 4 05/03/2012
David L. Starling President & Chief Executive Officer Form 4 04/27/2012
David R. Ebbrecht Executive Vice President Operations Form 4 04/23/2012
John E. Derry Senior Vice President Human Resources Form 4 03/01/2012
David R. Ebbrecht Executive Vice President Operations Form 4 03/01/2012
Warren K. Erdman Executive Vice President Administration & Corporate Affairs Form 4 03/01/2012
Michael R. Haverty Executive Chairman Form 4 03/01/2012
Patrick J. Ottensmeyer Executive Vice President Sales & Marketing Form 4 03/01/2012
Mary K. Stadler Senior Vice President & Chief Accounting Officer Form 4 03/01/2012
David L. Starling President & Chief Executive Officer Form 4 03/01/2012
Michael W. Upchurch Executive Vice President & Chief Financial Officer Form 4 03/01/2012
William J. Wochner Senior Vice President & Chief Legal Officier Form 4 03/01/2012
William J. Wochner Senior Vice President & Chief Legal Officer Form 4 02/24/2012
John E. Derry Senior Vice President Human Resources Form 4 02/23/2012
David R. Ebbrecht Executive Vice President Operations Form 4 02/23/2012
Warren K. Erdman Executive Vice President Administration & Corporate Affairs Form 4 02/23/2012
Michael R. Haverty Executive Chairman Form 4 02/23/2012
Patrick J. Ottensmeyer Executive Vice President Sales & Marketing Form 4 02/23/2012
Mary K. Stadler Senior Vice President & Chief Accounting Officer Form 4 02/23/2012
David L. Starling President & Chief Executive Officer Form 4 02/23/2012
Michael W. Upchurch Executive Vice President & Chief Financial Officer Form 4 02/23/2012
Jose G. Zozaya KCSM President & Executive Representative Form 4 02/23/2012
Rodney E. Slater Director Form 4 02/22/2012
Henry R. Davis Director Form 5 02/03/2012
Warren K. Erdman Executive Vice President Administration & Corporate Affairs Form 4 02/01/2012
Patrick J. Ottensmeyer Executive Vice President Sales & Marketing Form 4 02/01/2012
Michael W. Upchurch  Executive Vice President & Chief Financial Officer Form 5 01/20/2012
Patrick J. Ottensmeyer Executive Vice President Sales & Marketing Form 4 01/18/2012

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